Biometrics and Regulation

The Tenth Workshop on the Social Implications of National Security (SINS17)

Human Factors Series - Research Network for a Secure Australia (RNSA)

Venue: Sydney Business School, University of Wollongong, Level 18, Seminar Rooms 7 & 8

Gateway Building, Level 8 & 9, 1 Macquarie Place, Circular Quay, NSW 2000

Date: 9 August 2017


About the RNSA Human Factors Workshop Series

The Social Implications of National Security workshop series began in 2006 funded by the Australian Research Council, Research Network for a Secure Australia. The RNSA funded the workshop until 2012, and spear-headed the “Human Factor Series” for the lifetime of the research network. Its proceedings have been deposited in a variety of key stakeholders, including the National Library, the Department of Prime Minister & Cabinet, the Commissioner for Law Enforcement Data Security in Victoria and the NSW Police Academy libraries of Australia. The workshops have been hosted in Wollongong, Canberra, Sydney, Melbourne and Toronto. There have been representatives from government, industry, defense, emergency services organisations, academia, and society at large at each of the workshops. The "Social Implications of National Security Workshops" were created and convened by Drs Katina Michael and MG Michael since their inception. More here

A note from the conveners...

There are 4 conveners of this year's workshop on biometrics at the border. Professor Katina Michael is joined by Dr Rob Nicholls, Dr Monique Mann, and Mr Peter Leonard. Katina completed her PhD on the automatic identification trajectory in 2003, Rob is an expert in emerging technology regulation, Monique is writing a book on biometrics, and Peter has for many years consulted in data, technology and the law.

Program Schedule

August 9, 2017

9.00 a.m. Katina Michael, Welcome and Introductory Comments

9.10 a.m. Keynote: Professor L. Jean Camp, School of Informatics and Computing, Indiana University

10.00 a.m. Panel 1: Biometrics and RegTech

Dr Rob Nicholls, Title pending

Panel Member 2

Panel Member 3

11.00 a.m. Morning tea (downstairs)

11.30 a.m. Panel 2: Biometric Data in Health and Insurance

Mr Peter Leonard, Title pending

Panel Member 2

Panel Member 3

12.30 p.m. LUNCH

1.30 p.m. Panel 3: Biometrics, Crime and Security

Developments in DNA (i.e. phenotyping), Marcus Smith, Centre for Law and Justice, Charles Sturt University, 20 min

Emerging Areas in Behavioural Biometrics and Issues of Regulation, Monique Mann, School of Justice, Queensland University of Technology, 20 min

Philip Green, QLD Privacy Commissioner, Title TBA, 10 min


2.30 p.m. Panel 4: New Technologies, New Problems, New Solutions

Open Discussion

3.45 p.m. Wrap Up: Katina Michael

4.00 p.m. Close

Full Abstracts

Keynote: Professor L. Jean Camp, School of Informatics & Computing, Indiana University, USA

Title: TBA


Biography: Professor L. Jean Camp is a founder of the interdiscipline of economics of security. Her core contributions are in area of the social and economic implications of technologies of security and privacy. She is a leader in the investigation of the insider threat in the networked realm. Prof. Camp began her graduate studies in electrical engineering in North Carolina before moving to the Department of Engineering and Public Policy at Carnegie Mellon to complete her PhD in Engineering and Public Policy. Upon graduation she became a Senior Member of the Technical Staff at Sandia National Laboratories. She left Sandia National Laboratories for eight years as a professor at Harvard's Kennedy School, departing to lead the security group in the newly-formed School of Informatics at Indiana University. Professor Camp is the author of “Trust and Risk in Internet Commerce” (MIT Press), “Economics of Identity Theft” (Springer) and the editor of “Economics of Information Security” (Kluwer Academic). She has authored over one additional hundred works, including ninety peer-reviewed works and two dozen book chapters. She has made scores of invited presentations on five continents. Her patents are in the area of privacy-enhancing technologies. Her professional service has included terms on the Board of Directors of Computer Professionals for Social Responsibility, the Board of Governors of the IEEE Society on Social Implications of Technology, Alumni Board for Carnegie Mellon, Senior Member of the IEEE, and longstanding member of the USACM. See for more detailed information.


Panelist: Dr Marcus Smith, Centre for Law and Justice, Charles Sturt University

Title: Biometrics, Security and Crime: New forms of DNA identification

Abstract: DNA evidence is a method of biometric identification that has made a significant contribution to criminal investigations in Australia and around the world through the direct matching of DNA profiles obtained from crime scenes, suspects and databases. There have been some significant developments in the science and technology behind DNA evidence over the past 10 years that have important implications for law enforcement and the legal system. New forms of DNA identification continue to be developed and applied to enhance criminal investigations. These extend beyond the traditional technique of matching DNA profiles. The new forms of DNA identification that will be discussed include familial searching, DNA phenotyping and mtDNA profiling. These are discussed through a review of relevant legal cases relating to DNA evidence in criminal trials where they have been applied. Implications for policy and practice are discussed, focusing on the balance between individual rights and the importance of applying new technology to investigate and prosecute serious crimes.

Biography: Dr Marcus Smith is Senior Lecturer in Law at the Centre for Law and Justice, Charles Sturt University, and Adjunct Professor of Law at the University of Canberra. He holds a PhD in law from the Australian National University. 


Chair/ Panelist: Dr Monique Mann, School of Justice, Queensland University of Technology

Title: Biometrics, Crime and Security: Facial recognition, behavioral profiling and deception detection at the border

Abstract: Each and every person confronted with international travel will face the prospect of his or her biometric information being collected either via CCTV, an e-Smart Gate or a fingerprint scanner. The International Civil Aviation Organisation (ICAO) has selected facial recognition as the global standard for interoperable biometric passports and there have been moves in Australia towards passport free travel requiring travellers to present only their face at border control. Instead of comparing a face with a facial template stored in an ePassport, the face would be compared against a facial template stored within the Australian Passport Office’s database.

Looking internationally there has been a steady expansion of the use of face recognition technology for border control. In the UK British Airways uses facial recognition scanning at security screening enabling travellers to board planes without the requirement of showing identification documentation. US Customs and Border Protection have been using facial recognition since 2015, with trials expanding initially from Washington to New York airports. More recently there have been proposals for US Customs and Border Protection agents to use drones equipped with facial recognition technology to monitor the border with Mexico. There have been suggestions that US Customs and Border Protection will commence a program known as ‘Biometric Exit’ that scans the faces of individuals departing the US to verify who has left the US, and therefore be able to identify those who overstay their visas.

New technologies are being developed that combine facial recognition with emotion recognition and other second-generation biometrics to identify threats and detect deception. Police have historically used the polygraph for lie detection, however a modern alternative is evolving in the form of the Automated Virtual Agent for Truth Assessments in Real-Time (AVATAR), currently being developed by the University of Arizona and US Customs and Border Protection. Further, the US Department of Homeland Security is developing Future Attribute Screening Technology (FAST) where an automated robotic interviewer asks questions while assessing biometric information such as facial expressions, voice intonation and inflection to detect deception. A combination of this technology with predictive questioning and access to large and ever expanding databases enables robot-enhanced interrogation at the border.

These automated systems of identification and deception detection have the potential to remove humans from decision-making processes associated with border control. There are a number of concerns about the implementation these technologies, particularly in light of the significant expansion in the collection and storage of personal data coupled with diminishing opportunities for individuals to opt out, and little, if any, limits on data collection and use by border control agents. There are further concerns about an individual’s right to silence, privilege not to self-incriminate and the parameters of legitimate search. This paper foreshadows emerging developments that concern the use of biometrics at the border and in doing so considers associated regulatory prospects and protections.

Biography: Dr Monique Mann is a lecturer at the School of Justice, Faculty of Law, at the Queensland University of Technology in Brisbane, Australia. She is also a member of the Crime and Justice Research Centre and the Intellectual Property and Innovation Law Research Group at QUT Law. Monique is currently advancing a program of socio-legal research on the intersecting topics of police technology, transnational online policing and surveillance. She is on the Board of Directors of the Australian Privacy Foundation and the Advisory Council of Digital Rights Watch Australia